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feat(compliance): implement compliance verfication for get info on PDF (#5435)
# Description of Changes This PR replaces the legacy, fragile PDF/A validation logic (which relied on manual regex parsing and PDFBox Preflight) with the robust **VeraPDF** integration. Additionally, it introduces a new check for **SEC/EDGAR compliance** and refactors the frontend report view to display detailed verification results. ### Key Changes **Backend (`GetInfoOnPDF.java`):** * **VeraPDF Integration:** Replaced the custom `checkForStandard` and `validatePdfAWithPreflight` methods with `VeraPDFService.validatePDF()`. This aligns validation with industry standards. * **Code Cleanup:** Removed approximately ~200 lines of technical debt, including raw XML regex parsing and file-locking prone `PreflightParser` logic. * **SEC Compliance:** Added `isSECCompliant()` logic to validate documents against typical EDGAR requirements: * No Encryption. * No Active Content (JavaScript). * No External Links. * No Embedded Files. * No AcroForms. **Frontend (`GetPdfInfo`):** * **New Component:** Created `ComplianceSection.tsx` to handle the complexity of compliance reporting. * **Enhanced UI:** * Added visual badges (Passed/Failed/Not Detected) using `CheckIcon`/`CloseIcon`. * Added support for displaying the detailed VeraPDF summary alongside legacy boolean flags. * Improved handling of "Not PDF/A" states. ### Motivation The previous validation logic was prone to false positives/negatives and memory issues with large files (due to Preflight). Moving to VeraPDF provides accurate, profile-based validation (e.g., PDF/A-1b, 2b, etc.). The SEC check satisfies a growing need for users validating documents for financial filings. <!-- Please provide a summary of the changes, including: - What was changed - Why the change was made - Any challenges encountered Closes #(issue_number) --> --- ## Checklist ### General - [X] I have read the [Contribution Guidelines](https://github.com/Stirling-Tools/Stirling-PDF/blob/main/CONTRIBUTING.md) - [X] I have read the [Stirling-PDF Developer Guide](https://github.com/Stirling-Tools/Stirling-PDF/blob/main/devGuide/DeveloperGuide.md) (if applicable) - [ ] I have read the [How to add new languages to Stirling-PDF](https://github.com/Stirling-Tools/Stirling-PDF/blob/main/devGuide/HowToAddNewLanguage.md) (if applicable) - [X] I have performed a self-review of my own code - [X] My changes generate no new warnings ### Documentation - [ ] I have updated relevant docs on [Stirling-PDF's doc repo](https://github.com/Stirling-Tools/Stirling-Tools.github.io/blob/main/docs/) (if functionality has heavily changed) - [ ] I have read the section [Add New Translation Tags](https://github.com/Stirling-Tools/Stirling-PDF/blob/main/devGuide/HowToAddNewLanguage.md#add-new-translation-tags) (for new translation tags only) ### Translations (if applicable) - [ ] I ran [`scripts/counter_translation.py`](https://github.com/Stirling-Tools/Stirling-PDF/blob/main/docs/counter_translation.md) ### UI Changes (if applicable) - [X] Screenshots or videos demonstrating the UI changes are attached (e.g., as comments or direct attachments in the PR) ### Testing (if applicable) - [X] I have tested my changes locally. Refer to the [Testing Guide](https://github.com/Stirling-Tools/Stirling-PDF/blob/main/devGuide/DeveloperGuide.md#6-testing) for more details. --------- Signed-off-by: Balázs Szücs <bszucs1209@gmail.com> Signed-off-by: brios <brios@heim-041-30.jkh.uni-linz.ac.at>
This commit is contained in:
Balázs Szücs
GitHub
@@ -3190,6 +3190,18 @@ other = "Other"
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perPageInfo = "Per Page Info"
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tableOfContents = "Table of Contents"
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[getPdfInfo.compliance]
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notDetected = "Not Detected"
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passed = "Passed"
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failed = "Failed"
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compliant = "Compliant"
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nonCompliant = "Non-Compliant"
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none = "No standards detected"
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passedCount = "passed"
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failedCount = "failed"
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noVerification = "No Verification Performed"
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noVerificationDesc = "PDF standards compliance was not verified for this document."
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[getPdfInfo.other]
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attachments = "Attachments"
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embeddedFiles = "Embedded Files"
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@@ -3221,6 +3233,8 @@ permsRestricted = "{{count}} restrictions"
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permsMixed = "Some permissions restricted"
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hasCompliance = "Has compliance standards"
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noCompliance = "No Compliance Standards"
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compliancePassed = "{{standards}} compliant"
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complianceChecked = "Standards verified ({{failed}} failed)"
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basic = "Basic Information"
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documentInfo = "Document Information"
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securityTitle = "Security Status"
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@@ -13,6 +13,7 @@ import KeyValueSection from '@app/components/tools/getPdfInfo/sections/KeyValueS
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import TableOfContentsSection from '@app/components/tools/getPdfInfo/sections/TableOfContentsSection';
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import OtherSection from '@app/components/tools/getPdfInfo/sections/OtherSection';
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import PerPageSection from '@app/components/tools/getPdfInfo/sections/PerPageSection';
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import ComplianceSection from '@app/components/tools/getPdfInfo/sections/ComplianceSection';
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/** Valid section anchor IDs for navigation */
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@@ -105,7 +106,11 @@ const GetPdfInfoReportView: React.FC<GetPdfInfoReportViewProps> = ({ data }) =>
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<KeyValueSection title={t('getPdfInfo.sections.documentInfo', 'Document Info')} anchorId="documentInfo" obj={sections.documentInfo} />
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<KeyValueSection title={t('getPdfInfo.sections.compliance', 'Compliance')} anchorId="compliance" obj={sections.compliance} />
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<ComplianceSection
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anchorId="compliance"
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complianceSummary={sections.summaryData?.Compliance}
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legacyCompliance={sections.compliance}
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/>
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<KeyValueSection title={t('getPdfInfo.sections.encryption', 'Encryption')} anchorId="encryption" obj={sections.encryption} />
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@@ -0,0 +1,299 @@
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import React, { useMemo } from 'react';
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import { Badge, Group, Stack, Text, ThemeIcon, Paper, Tooltip, Divider } from '@mantine/core';
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import CheckIcon from '@mui/icons-material/Check';
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import CloseIcon from '@mui/icons-material/Close';
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import InfoIcon from '@mui/icons-material/InfoOutlined';
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import SectionBlock from '@app/components/tools/getPdfInfo/shared/SectionBlock';
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import type { PdfCompliance, PdfComplianceSummary } from '@app/types/getPdfInfo';
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import { useTranslation } from 'react-i18next';
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interface ComplianceSectionProps {
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anchorId: string;
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complianceSummary?: PdfComplianceSummary[] | null;
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legacyCompliance?: PdfCompliance | null;
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}
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interface ComplianceCheckResult {
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/** Display name for the standard (e.g., "PDF/A-3B", "PDF/UA-1", "SEC (EDGAR)") */
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displayName: string;
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/** Category for grouping (e.g., "PDF/A", "PDF/UA", "SEC") */
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category: string;
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/** Whether the PDF is compliant with this standard */
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isCompliant: boolean;
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/** Human-readable summary from the verification */
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summary: string;
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/** Original standard identifier from backend */
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standardId: string;
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/** Sort order for display */
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sortOrder: number;
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}
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const parseStandardDisplayName = (standardId: string): { displayName: string; category: string; sortOrder: number } => {
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const id = standardId.toLowerCase().trim();
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// PDF/A variants: pdfa-1a, pdfa-1b, pdfa-2a, pdfa-2b, pdfa-2u, pdfa-3a, pdfa-3b, pdfa-3u, pdfa-4, etc.
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const pdfaMatch = id.match(/^pdf[_-]?a[_-]?(\d+)([abuf])?$/i);
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if (pdfaMatch) {
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const version = pdfaMatch[1];
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const level = pdfaMatch[2]?.toUpperCase() || '';
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return {
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displayName: `PDF/A-${version}${level}`,
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category: 'PDF/A',
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sortOrder: 10 + parseInt(version) * 10 + (level === 'A' ? 1 : level === 'B' ? 2 : level === 'U' ? 3 : 0),
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};
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}
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// PDF/UA variants: pdfua-1, pdfua-2, etc.
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const pdfuaMatch = id.match(/^pdf[_-]?ua[_-]?(\d+)?$/i);
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if (pdfuaMatch) {
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const version = pdfuaMatch[1] || '1';
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return {
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displayName: `PDF/UA-${version}`,
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category: 'PDF/UA',
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sortOrder: 200 + parseInt(version),
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};
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}
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// PDF/X variants
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const pdfxMatch = id.match(/^pdf[_-]?x[_-]?(.+)?$/i);
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if (pdfxMatch) {
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const version = pdfxMatch[1]?.toUpperCase() || '';
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return {
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displayName: `PDF/X${version ? `-${version}` : ''}`,
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category: 'PDF/X',
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sortOrder: 300,
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};
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}
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// PDF/E variants
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const pdfeMatch = id.match(/^pdf[_-]?e[_-]?(.+)?$/i);
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if (pdfeMatch) {
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const version = pdfeMatch[1]?.toUpperCase() || '';
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return {
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displayName: `PDF/E${version ? `-${version}` : ''}`,
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category: 'PDF/E',
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sortOrder: 400,
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};
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}
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// PDF/VT
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if (id.includes('pdfvt') || id.includes('pdf-vt') || id.includes('pdf_vt')) {
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return { displayName: 'PDF/VT', category: 'PDF/VT', sortOrder: 500 };
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}
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// SEC (EDGAR) compliance
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if (id.includes('sec') || id.includes('edgar')) {
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return { displayName: 'SEC (EDGAR)', category: 'SEC', sortOrder: 600 };
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}
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// Not PDF/A indicator
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if (id === 'not-pdfa' || id === 'not_pdfa') {
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return { displayName: 'PDF/A Detection', category: 'Detection', sortOrder: 1 };
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}
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// Fallback: capitalize and format
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return {
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displayName: standardId.toUpperCase().replace(/[-_]/g, '/'),
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category: 'Other',
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sortOrder: 999,
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};
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};
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const buildComplianceResults = (
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complianceSummary?: PdfComplianceSummary[] | null,
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legacyCompliance?: PdfCompliance | null
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): ComplianceCheckResult[] => {
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const results: ComplianceCheckResult[] = [];
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const processedCategories = new Set<string>();
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if (complianceSummary && complianceSummary.length > 0) {
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for (const item of complianceSummary) {
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// Skip the "not-pdfa" detection marker - it's informational, not a compliance check
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if (item.Standard.toLowerCase() === 'not-pdfa') {
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continue;
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}
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const { displayName, category, sortOrder } = parseStandardDisplayName(item.Standard);
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processedCategories.add(category);
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results.push({
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displayName,
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category,
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isCompliant: item.Compliant,
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summary: item.Summary,
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standardId: item.Standard,
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sortOrder,
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});
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}
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}
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// Then, add SEC compliance from legacy data if not already present
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// SEC compliance is checked separately by PDFBox, not VeraPDF
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if (legacyCompliance && 'IsPDF/SECCompliant' in legacyCompliance && !processedCategories.has('SEC')) {
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const isSecCompliant = legacyCompliance['IsPDF/SECCompliant'] as boolean;
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results.push({
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displayName: 'SEC (EDGAR)',
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category: 'SEC',
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isCompliant: isSecCompliant,
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summary: isSecCompliant
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? 'Document meets SEC EDGAR filing requirements'
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: 'Document does not meet SEC EDGAR filing requirements',
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standardId: 'sec-edgar',
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sortOrder: 600,
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});
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}
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// Sort by sortOrder for consistent display
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results.sort((a, b) => a.sortOrder - b.sortOrder);
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return results;
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};
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const getConformanceLevel = (results: ComplianceCheckResult[]): string | null => {
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const passingPdfA = results
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.filter(r => r.category === 'PDF/A' && r.isCompliant)
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.sort((a, b) => b.sortOrder - a.sortOrder);
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if (passingPdfA.length > 0) {
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return passingPdfA[0].displayName;
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}
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return null;
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};
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const ComplianceRow: React.FC<{
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result: ComplianceCheckResult;
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}> = ({ result }) => {
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const { t } = useTranslation();
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const Icon = result.isCompliant ? CheckIcon : CloseIcon;
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const color = result.isCompliant ? 'teal' : 'red';
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const statusText = result.isCompliant
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? t('getPdfInfo.compliance.passed', 'Passed')
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: t('getPdfInfo.compliance.failed', 'Failed');
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return (
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<Paper
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p="sm"
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radius="sm"
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withBorder
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style={{
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borderColor: `var(--mantine-color-${color}-6)`,
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}}
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>
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<Group justify="space-between" wrap="nowrap">
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<Group gap="sm" wrap="nowrap" style={{ minWidth: 0 }}>
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<ThemeIcon color={color} variant="light" size="lg" radius="xl">
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<Icon style={{ fontSize: '1.2rem' }} />
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</ThemeIcon>
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<Stack gap={2} style={{ minWidth: 0 }}>
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<Text size="sm" fw={600} truncate>
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{result.displayName}
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</Text>
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<Tooltip label={result.summary} multiline maw={400} withArrow>
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<Text size="xs" c="dimmed" lineClamp={1} style={{ cursor: 'help' }}>
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{result.summary}
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</Text>
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</Tooltip>
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</Stack>
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</Group>
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<Badge
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color={color}
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variant="light"
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size="md"
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leftSection={<Icon style={{ width: 12, height: 12 }} />}
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>
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{statusText}
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</Badge>
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</Group>
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</Paper>
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);
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};
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const EmptyComplianceState: React.FC = () => {
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const { t } = useTranslation();
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return (
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<Paper p="md" radius="sm" withBorder>
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<Group gap="sm">
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<ThemeIcon color="gray" variant="light" size="lg" radius="xl">
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<InfoIcon style={{ fontSize: '1.2rem' }} />
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</ThemeIcon>
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<Stack gap={2}>
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<Text size="sm" fw={500}>
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{t('getPdfInfo.compliance.noVerification', 'No Verification Performed')}
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</Text>
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<Text size="xs" c="dimmed">
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{t('getPdfInfo.compliance.noVerificationDesc', 'PDF standards compliance was not verified for this document.')}
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</Text>
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</Stack>
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</Group>
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</Paper>
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);
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};
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const ComplianceSection: React.FC<ComplianceSectionProps> = ({
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anchorId,
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complianceSummary,
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legacyCompliance,
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}) => {
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const { t } = useTranslation();
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const complianceResults = useMemo(
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() => buildComplianceResults(complianceSummary, legacyCompliance),
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[complianceSummary, legacyCompliance]
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);
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const conformanceLevel = useMemo(
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() => getConformanceLevel(complianceResults),
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[complianceResults]
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);
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const passedCount = complianceResults.filter(r => r.isCompliant).length;
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const failedCount = complianceResults.filter(r => !r.isCompliant).length;
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const hasResults = complianceResults.length > 0;
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return (
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<SectionBlock title={t('getPdfInfo.sections.compliance', 'Compliance')} anchorId={anchorId}>
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<Stack gap="md">
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{/* Summary header when there are results */}
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{hasResults && (
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<>
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<Group justify="space-between" wrap="wrap" gap="xs">
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<Group gap="xs">
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{conformanceLevel && (
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<Badge color="cyan" variant="light" size="lg">
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{conformanceLevel}
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</Badge>
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)}
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{passedCount > 0 && (
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<Badge color="teal" variant="outline" size="sm">
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{passedCount} {t('getPdfInfo.compliance.passedCount', 'passed')}
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</Badge>
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)}
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{failedCount > 0 && (
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<Badge color="red" variant="outline" size="sm">
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{failedCount} {t('getPdfInfo.compliance.failedCount', 'failed')}
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</Badge>
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)}
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</Group>
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</Group>
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<Divider />
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</>
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)}
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{/* Compliance results list */}
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{hasResults ? (
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<Stack gap="xs">
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{complianceResults.map((result, index) => (
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<ComplianceRow key={`${result.standardId}-${index}`} result={result} />
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))}
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</Stack>
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) : (
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<EmptyComplianceState />
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)}
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</Stack>
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</SectionBlock>
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);
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};
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export default ComplianceSection;
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@@ -1,7 +1,7 @@
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import React, { useMemo } from 'react';
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import { Stack, Text } from '@mantine/core';
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import { useTranslation } from 'react-i18next';
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import type { ParsedPdfSections, PdfFontInfo } from '@app/types/getPdfInfo';
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import type { ParsedPdfSections, PdfFontInfo, PdfComplianceSummary } from '@app/types/getPdfInfo';
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import SectionBlock from '@app/components/tools/getPdfInfo/shared/SectionBlock';
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import KeyValueList from '@app/components/tools/getPdfInfo/shared/KeyValueList';
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@@ -10,6 +10,52 @@ interface SummarySectionProps {
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hideSectionTitle?: boolean;
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}
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/**
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* Get a summary of compliance status from VeraPDF results.
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* Uses the authoritative complianceSummary data when available.
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*/
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const getComplianceSummaryInfo = (
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complianceSummary?: PdfComplianceSummary[] | null
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): { hasCompliance: boolean; passedStandards: string[]; failedCount: number } => {
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if (!complianceSummary || complianceSummary.length === 0) {
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return { hasCompliance: false, passedStandards: [], failedCount: 0 };
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}
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// Filter out informational markers like "not-pdfa"
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const actualChecks = complianceSummary.filter(
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item => item.Standard.toLowerCase() !== 'not-pdfa'
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);
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if (actualChecks.length === 0) {
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return { hasCompliance: false, passedStandards: [], failedCount: 0 };
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}
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const passedStandards = actualChecks
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.filter(item => item.Compliant)
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.map(item => {
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// Format standard ID to display name (e.g., "pdfa-3b" -> "PDF/A-3B")
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const id = item.Standard.toLowerCase();
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const pdfaMatch = id.match(/^pdf[_-]?a[_-]?(\d+)([abuf])?$/i);
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if (pdfaMatch) {
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return `PDF/A-${pdfaMatch[1]}${pdfaMatch[2]?.toUpperCase() || ''}`;
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}
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const pdfuaMatch = id.match(/^pdf[_-]?ua[_-]?(\d+)?$/i);
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if (pdfuaMatch) {
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return `PDF/UA-${pdfuaMatch[1] || '1'}`;
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}
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return item.Standard.toUpperCase();
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});
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const failedCount = actualChecks.filter(item => !item.Compliant).length;
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return { hasCompliance: true, passedStandards, failedCount };
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};
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interface SummarySectionProps {
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sections: ParsedPdfSections;
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hideSectionTitle?: boolean;
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}
|
||||
|
||||
const SummarySection: React.FC<SummarySectionProps> = ({ sections, hideSectionTitle = false }) => {
|
||||
const { t } = useTranslation();
|
||||
|
||||
@@ -54,8 +100,16 @@ const SummarySection: React.FC<SummarySectionProps> = ({ sections, hideSectionTi
|
||||
? t('getPdfInfo.summary.permsRestricted', '{{count}} restrictions', { count: restrictedCount })
|
||||
: t('getPdfInfo.summary.permsMixed', 'Some permissions restricted');
|
||||
|
||||
const complianceText = sections.compliance && Object.values(sections.compliance).some(Boolean)
|
||||
? t('getPdfInfo.summary.hasCompliance', 'Has compliance standards')
|
||||
// Use authoritative VeraPDF results for compliance summary
|
||||
const complianceInfo = getComplianceSummaryInfo(summary.Compliance);
|
||||
const complianceText = complianceInfo.hasCompliance
|
||||
? complianceInfo.passedStandards.length > 0
|
||||
? t('getPdfInfo.summary.compliancePassed', '{{standards}} compliant', {
|
||||
standards: complianceInfo.passedStandards.join(', ')
|
||||
})
|
||||
: t('getPdfInfo.summary.complianceChecked', 'Standards verified ({{failed}} failed)', {
|
||||
failed: complianceInfo.failedCount
|
||||
})
|
||||
: t('getPdfInfo.summary.noCompliance', 'No Compliance Standards');
|
||||
|
||||
// Helper to get first page data
|
||||
|
||||
@@ -55,16 +55,16 @@ export interface PdfPermissions {
|
||||
|
||||
/** Compliance section */
|
||||
export interface PdfCompliance {
|
||||
'IsPDF/ACompliant'?: boolean;
|
||||
'PDF/AConformanceLevel'?: string;
|
||||
'IsPDF/AValidated'?: boolean;
|
||||
'IsPDF/XCompliant'?: boolean;
|
||||
'IsPDF/ECompliant'?: boolean;
|
||||
'IsPDF/VTCompliant'?: boolean;
|
||||
'IsPDF/UACompliant'?: boolean;
|
||||
'IsPDF/BCompliant'?: boolean;
|
||||
'IsPDF/SECCompliant'?: boolean;
|
||||
[key: string]: unknown;
|
||||
"IsPDF/ACompliant"?: boolean;
|
||||
"PDF/AConformanceLevel"?: string;
|
||||
"IsPDF/UACompliant"?: boolean;
|
||||
"IsPDF/XCompliant"?: boolean;
|
||||
"IsPDF/ECompliant"?: boolean;
|
||||
"IsPDF/VTCompliant"?: boolean;
|
||||
"IsPDF/BCompliant"?: boolean;
|
||||
"IsPDF/SECCompliant"?: boolean;
|
||||
// VeraPDF verified content - keys will be standard IDs like "pdfa-2b", "pdfua-1"
|
||||
[key: string]: boolean | string | unknown;
|
||||
}
|
||||
|
||||
/** Font info within a page */
|
||||
@@ -207,14 +207,19 @@ export interface PdfTocEntry {
|
||||
[key: string]: unknown;
|
||||
}
|
||||
|
||||
/** Compliance summary entry */
|
||||
export interface PdfComplianceSummary {
|
||||
Standard: string;
|
||||
Compliant: boolean;
|
||||
Summary: string;
|
||||
}
|
||||
|
||||
/** Summary data section */
|
||||
export interface PdfSummaryData {
|
||||
encrypted?: boolean;
|
||||
restrictedPermissions?: string[];
|
||||
restrictedPermissionsCount?: number;
|
||||
standardCompliance?: string;
|
||||
standardPurpose?: string;
|
||||
standardValidationPassed?: boolean;
|
||||
Compliance?: PdfComplianceSummary[];
|
||||
}
|
||||
|
||||
/** Form fields section */
|
||||
|
||||
Reference in New Issue
Block a user